Sunday, September 9, 2012

Dungeons and Draghi


Yesterday, 06 of September 2012, Mario Draghi the Italian President of the European Central Bank (ECB) announced the new measures that the central bank will adopt in order to prevent the collapse of the Eurozone. The markets immediately reacted to the news with euphoria. The best performer was IBEX 35 (Madrid) with a 4,9% gain, followed by FTSE MIB (Milan) 4,3%, CAC 40 (Paris) 3,06%, DAX (Frankfurt) 2,41% and FTSE (London) 2,11%. Is this euphoria justified?
First, lets see what exactly Mario Draghi said and which will be the measures that the ECB will adopt from now on. Lets begin with the first press release, in which the ECB comments the new measure called Outright Monetary Transactions (OMT):
The OMT allows the ECB to buy sovereign bonds of European countries in the secondary market. Therefore, if a country finds itself in a difficult situation, the ECB can intervene in the secondary market in order to lower the interest rates of its sovereign debt. Why is this important? The interest rate at which the sovereign debt is exchanged in the secondary market determines, or influences, the interest rate that is paid in the primary market. To put it simple, when a state spends more than what it earns it has a deficit that has to be filled by borrowing money. When a state borrows money it goes to the primary market and asks for the money. Investors, depending on their perception of the probability that the state will payback the borrowed money, will ask for a higher or lower interest rate. After the money is borrowed, the debt is exchanged in the secondary market depending on the perceptions that investors have about the state ability to payback the borrowed amount. Therefore, there is a strict connection between primary and secondary markets. But lest go back to the OMT. This mechanism allows the ECB to buy sovereign debt on the secondary market with “no ex ante quantitative limits”, that is it can buy whatever quantity it considers necessary. This part was the part that caused the euphoria in the markets. However it is better to read all the press release in order to understand the conditions attached to this purchases. Draghi in his speech insisted a lot on this conditionality and the first part of the press release is called Conditionality:
A necessary condition for Outright Monetary Transactions is strict and effective conditionality attached to an appropriate European Financial Stability Facility/European Stability Mechanism (EFSF/ESM) programme. Such programmes can take the form of a full EFSF/ESM macroeconomic adjustment programme or a precautionary programme (Enhanced Conditions Credit Line), provided that they include the possibility of EFSF/ESM primary market purchases. The involvement of the IMF shall also be sought for the design of the country-specific conditionality and the monitoring of such a programme.”
This means that the ECB will buy sovereign debt only on the condition that the country already applied to the EFSF/ESM program or to the Enhanced Conditions Credit Line (a precautionary program). This is very important because it means that before any intervention of the ECB, given that the state already applied to one of these programs, the receiver of the help will be intervened by the troika and will be asked to comply with strict conditions like it happened with Greece. At the moment, therefore, nor Italy nor Spain would be eligible for the OMT. Only if they first apply to the EFSF/ESM or ECCL, asking for these mechanisms to buy their debt in the primary market in exchange for structural reforms, the ECB can go on and buy their bonds in the secondary market in order to decrease their interest rates. Moreover the ECB specifies that it can stop buying bonds of any country if the country is not complaining with the agreed terms and is not doing the necessary structural reforms. This thing is important because Rajoy and Monti are doing everything they can in order to not apply to these programs and be intervened by the troika, losing their sovereignty and losing popularity among their voters.
In the second part of the release, the ECB states that “transactions will be focused on the shorter part of the yield curve, and in particular on sovereign bonds with a maturity of between one and three years”. Buying only short term bonds (between one and three years) is a signal that the ECB still has fear of inflation in the longer term so it buys bonds that mature in maximum three years and at maturity the liquidity poured into the market will be absorbed again in an effort to avoid a future increase in inflation.
In the third part (Creditor Treatment) the ECB makes a statement that could be really controversial and could create problems between the ECB and the Bundesbank:
The Eurosystem intends to clarify in the legal act concerning Outright Monetary Transactions that it accepts the same (pari passu) treatment as private or other creditors with respect to bonds issued by euro area countries and purchased by the Eurosystem through Outright Monetary Transactions, in accordance with the terms of such bonds.”
This is crucial. It means that if there is any loss, that is some country cannot payback its debts, the ECB will face losses exactly as other private creditors. When Greece defaulted and restructured its debt, the ECB did not accept to face losses on its holdings and this increased the losses faced by other private creditors. A simple example: if a country owes 100 in debt, 50 to private creditors and 50 to the ECB, and it can payback only 60, if the ECB is considered pari passu everyone faces a haircut of 40, that is the ECB will write down 20 and recognize 30 in its balance sheet and the same will do the private creditors. However, if the ECB states that it has priority and will not face losses, only private creditors will have a write down of 40 and a balance sheet value of 10, instead of 30. The fact that the ECB ranks pari passu is important because private investors are not considered junior creditors, will be safer and will ask lower interest rates. However, we have to remember that the equity base of the ECB is really small and in case of a default of between 50 and 80 billions, its equity will be wiped out. If this happens, the recapitalization of the ECB will be over the shoulders of the other states that are not defaulting and especially over the shoulders of the majority “shareholders”, that is Germany and its taxpayers. Therefore, the decision to rank pari passu will be not easily accepted by German taxpayers.
In another point the ECB states that the liquidity created by the OMT program will be “fully sterilized”. That is, the ECB will reabsorb the liquidity selling other assets or increasing the amount of money that private banks deposit at the ECB. I think that the sterilization will be a problem and will be not that easy to put in practice. If the sterilization will be done through the selling of other assets, it will be difficult to do because it will sink the value of those assets. In this case the ECB will incur losses and there is the risk of sinking the market of these assets (other sovereign debt, MBS etc.). If the ECB sterilizes attracting deposits from banks it will have to do it increasing the interest rates on these accounts and therefore incurring in losses. However, the most problematic aspect is that if interest rates will go up in the future as the economy exits the crisis, banks will withdraw the money and put it in more profitable projects, increasing the liquidity in circulation and the probability of an increase in inflation (difficult to sterilize).
The good news is that the ECB will be more transparent than before and will publish weekly the market value of the OMT transactions and monthly the breakdown of these transactions by country. That is, we will know how much the ECB purchased in the secondary market (weekly) and which bonds it purchased (monthly).
In another press release, “Measures to preserve collateral availability”, the ECB “decided to suspend the application of the minimum credit rating threshold in the collateral eligibility requirements for the purposes of the Eurosystem’s credit operations in the case of marketable debt instruments issued or guaranteed by the central government, and credit claims granted to or guaranteed by the central government, of countries that are eligible for Outright Monetary Transactions or are under an EU-IMF programme and comply with the attached conditionality as assessed by the Governing Council”. This statement recognizes that banks in the peripheral countries are really thirsty and in deep need of liquidity. Due to the connection between governments and their financial institutions European banks have filled their balance sheet with their government bonds, replacing the absent foreign demand. For example, Italian banks are filled with Italian sovereign bonds, Spanish banks with Spanish sovereign bonds and Greek banks with Greek sovereign bonds. Therefore, now banks are filled with sovereign debt that has been downgraded by rating agencies and this debt till now was not eligible to be posted as a collateral in order to obtain the much needed liquidity. The ECB now is stating that it will accept sovereign bonds of states that are eligible for the OMT program or under EU or IMF intervention. In this way Greek banks that need liquidity can go to the ECB and ask some liquidity posting as a collateral Greek sovereign bonds, even if these bond have credit ratings below the investment grade.

Conclusion
Markets reacted as the ECB announcement was good news but actually it is not. The ECB recognized the gravity of the European situation and decided to adopt extreme measures in order to prevent the collapse of the Eurozone. However, these measures can be very dangerous for the ECB and for European future stability, especially if mechanisms of sterilization will not work given that the collateral posted will be of worse quality and difficult to resell in order to absorb the desired amount of liquidity. Moreover, the Bundesbank has yet not agreed on this extreme measures and they have still to be approved by Germany. Therefore, at the moment, these measures are only theoretical and it is possible that Germany will refuse to support this measure at the moment of truth, when the ECB will be willing to buy unlimited amounts of sovereign bonds putting in danger German taxpayers money and risking an increase in inflation, fact that is not seen under a positive light by the Germans. The risk of inflation is not present at the moment because the destruction of credit is faster than the money creation by the ECB, banks are undercapitalized and have not creditworthy borrowers. However the difficult sterilization of the increased money supply could pose an inflatin problem in the future.
The positive reaction of the market is not sustainable and the problems in the Eurozone are far from over.

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